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Over a Decade of Providing Financial
Regulatory Expertise

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fca-compliance

FCA Compliance (UK)

Let us help you efficiently manage your FCA authorisation and ongoing obligations with experienced consultants.

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CFTC-Compliance

NFA / CFTC Compliance (UK)

We specialise in integrating your derivatives and commodities business into your European controls and procedures.

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SMCR-compliance

Senior Managers and Certification Regime (SMCR)

Let us help you save time and map out your firm’s key individuals and responsibilities under the SMCR.

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appointed-representative

Regulatory Hosting – Appointed Representative (UK)

We can host your FCA regulated business and undertake your FCA and European obligations efficiently.

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sec-compliance

SEC Compliance (UK)

With ten years’ experience we can expertly translate all aspects of your SEC registration and ongoing U.S. obligations

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services

Compliance Training (UK)

Mitigate risk to your firm with our compliance training to become knowledgeable about U.S. and European regulation.

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Robert Quinn Consulting

Robert Quinn Consulting is a boutique compliance consulting firm providing high-touch, high-value excellence to help firms build their business in a pragmatic and commercial way. We are fluent in most U.S. and European regulations and provide integrated compliance advice in a thoughtful way that our competitors do not.

We view ourselves as a partner in your business and as trusted advisor, we excel at going the extra mile to provide you with exceptional customer service. Our solutions are designed with your best interests in mind. With 10 years under our belt, our long-term clients and competitors alike will tell you, “Robert Quinn Consulting punches far above their weight.”

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