We can review all or some of your business in reference to your FCA compliance obligations. Recent reviews we have completed include client onboarding, customer due diligence for AML, passporting and private placement and Brexit scenario analysis.
We offer a range of ongoing FCA compliance monitoring services which allow us to wholly understand risk and requirements of your business. Our dynamic consultants will visit you on a weekly, monthly or quarterly basis, then follow up with written reports documenting our recommendations.
We invest in technology to deliver you quality and bespoke solutions. Our comprehensive policies and procedures have been drafted by senior practitioners and general counsel to assist with your FCA compliance obligations.
Find out more about how our FCA reviews services could help with your existing application or ongoing requirements by booking a free consultation.
At Robert Quinn Consulting we are committed to providing tailored, integrated advice to financial service companies on their FCA, SEC and CFTC regulatory obligations and needs. Our expert team is comprised of senior compliance consultants who understand cross-border regulations and want to help you be successful.
As an independently owned firm, we believe in offering bespoke, pragmatic, commercial advice with a strategic outlook to help you grow your business. For over ten years we have been highly praised by our clients for our hard work. For more information on our financial compliance services, download our brochure today.
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We like to work with you as a partner and trusted advisor in your business, going the extra mile to provide unrivalled customer service.
Our primary goal is to help you be successful through superb financial regulation consultancy, and all our services are designed to achieve that goal, keeping your best interests in mind.
We invest in efficient technology, in-depth analysis of new regulations, membership in relevant professional bodies and developing relationships with industry peers to ensure we deliver on our commitment to providing excellent value for money.
Our experienced consultants are industry experts, often praised by our clients for their dedication to helping them succeed. We have been commended for over ten years on our quality of work and devotion to our clients.
Robert Quinn Consulting’s experts make it easy for you to understand CFTC/NFA compliance regulations.
We can provide your firm with specialized compliance training in a variety of topics tailored to your business.
We specialise in integrating your derivatives and commodities business into your European controls and procedures.
Let us help you efficiently manage your FCA authorisation and ongoing obligations with experienced consultants.
With ten years’ experience we can expertly translate all aspects of your SEC registration and ongoing U.S. obligations.