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SEC Registration Requirements

We understand the SEC registration requirements to fulfil your U.S. regulatory obligations and have been providing first-class compliance advice in support of this for over ten years.

Specialist consultants

Based in London and New York, our experienced senior consultants understand the SEC registration and ongoing requirements for your business. We work closely with you to help you meet these requirements and structure your business for success.

SEC registration & SEC reviews

With a comprehensive knowledge of the SEC registration requirements, we can help to manage your registration, communicating with the regulator to provide the appropriate policies, procedures and training.

Bespoke service

We take the time to understand your business so we can give pragmatic, commercial advice that is suited to your needs. Your SEC registration is managed with the success of your business in mind.

To find out more how we can help you meet the SEC registration requirements, get in touch or book a free consultation today.

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What Our Clients Say About Us

Download Our Robert Quinn Consulting Service Brochure

At Robert Quinn Consulting we are committed to providing tailored, integrated advice to financial service companies on their FCA, SEC and CFTC regulatory obligations and needs. Our expert team is comprised of senior compliance consultants who understand cross-border regulations and want to help you be successful.

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As an independently owned firm, we believe in offering bespoke, pragmatic, commercial advice with a strategic outlook to help you grow your business. For over ten years we have been highly praised by our clients for our hard work. For more information on our financial compliance services, download our brochure today.

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Why choose Robert Quinn Consulting

We like to work with you as a partner and trusted advisor in your business, going the extra mile to provide unrivalled customer service.

Working for you

Our primary goal is to help you be successful through superb financial regulation consultancy, and all our services are designed to achieve that goal, keeping your best interests in mind.

Commitment to excellence

We invest in efficient technology, in-depth analysis of new regulations, membership in relevant professional bodies and developing relationships with industry peers to ensure we deliver on our commitment to providing excellent value for money.

Our experienced consultants are industry experts, often praised by our clients for their dedication to helping them succeed. We have been commended for over ten years on our quality of work and devotion to our clients.

 

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why choose
Book a free consultation with our experts today or download our brochure for more information Book a Free Consultation Download our Brochure