Based in London and New York, our experienced senior consultants understand the SEC registration and ongoing requirements for your business. We work closely with you to help you meet these requirements and structure your business for success.
With a comprehensive knowledge of the SEC registration requirements, we can help to manage your registration, communicating with the regulator to provide the appropriate policies, procedures and training.
We take the time to understand your business so we can give pragmatic, commercial advice that is suited to your needs. Your SEC registration is managed with the success of your business in mind.
To find out more how we can help you meet the SEC registration requirements, get in touch or book a free consultation today.
At Robert Quinn Consulting we are committed to providing tailored, integrated advice to financial service companies on their FCA, SEC and CFTC regulatory obligations and needs. Our expert team is comprised of senior compliance consultants who understand cross-border regulations and want to help you be successful.
As an independently owned firm, we believe in offering bespoke, pragmatic, commercial advice with a strategic outlook to help you grow your business. For over ten years we have been highly praised by our clients for our hard work. For more information on our financial compliance services, download our brochure today.
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We like to work with you as a partner and trusted advisor in your business, going the extra mile to provide unrivalled customer service.
Our primary goal is to help you be successful through superb financial regulation consultancy, and all our services are designed to achieve that goal, keeping your best interests in mind.
We invest in efficient technology, in-depth analysis of new regulations, membership in relevant professional bodies and developing relationships with industry peers to ensure we deliver on our commitment to providing excellent value for money.
Our experienced consultants are industry experts, often praised by our clients for their dedication to helping them succeed. We have been commended for over ten years on our quality of work and devotion to our clients.
Robert Quinn Consulting’s experts make it easy for you to understand CFTC/NFA compliance regulations.
We can provide your firm with specialized compliance training in a variety of topics tailored to your business.
We specialise in integrating your derivatives and commodities business into your European controls and procedures.
Let us help you efficiently manage your FCA authorisation and ongoing obligations with experienced consultants.
With ten years’ experience we can expertly translate all aspects of your SEC registration and ongoing U.S. obligations.