Compliance Training

We can provide your firm with specialized compliance training in a variety of topics tailored to your business, including:

• Firm obligations
• Employee obligations
• Code of Ethics
• Trading and investment management procedures
• Insider dealing
• Money laundering and KYC
• Political contributions
• Proxy voting

Robert Quinn Consulting

Robert Quinn Consulting is a boutique compliance consulting firm providing high-touch, high-value excellence to help firms build their business in a pragmatic and commercial way. We are fluent in most U.S. and European regulations and provide integrated compliance advice in a thoughtful way that our competitors do not.

We view ourselves as a partner in your business and as trusted advisor, we excel at going the extra mile to provide you with exceptional customer service. Our solutions are designed with your best interests in mind. With 10 years under our belt, our long-term clients and competitors alike will tell you, “Robert Quinn Consulting punches far above their weight.”

What Our Clients Say About Us