Need Permissions to Advise and Arrange? Or Need Discretionary Investment Management?
If You Require Advising and Arranging:
Robert Quinn Advisory (RQA) RQA can host your regulated business on our platform as the Appointed Representative regime would enable your firm to undertake Advising and Arranging Activity.
Once onboarded to the RQA platform, we become your principal firm as well as your compliance department. This leaves you to run your business.
If you would like to discuss further, please email: firstname.lastname@example.org
If You Need Discretionary Investment Management:
Capricorn Regulatory Hosting (CRH) CRH is a partnership between Capricorn Fund Managers (CFM) and Robert Quinn Consulting (RQC) that would allow you to undertake discretionary investment management.
If you are an AIFM or a MIFID manager, or looking to be one, we can help. For more information, please visit our website: www.capricornregulatoryhosting.com
Robert Quinn Consulting
Robert Quinn Consulting is a boutique compliance consulting firm providing high-touch, high-value excellence to help firms build their business in a pragmatic and commercial way. We are fluent in most U.S. and European regulations and provide integrated compliance advice in a thoughtful way that our competitors do not.
We view ourselves as a partner in your business and as trusted advisor, we excel at going the extra mile to provide you with exceptional customer service. Our solutions are designed with your best interests in mind. With 10 years under our belt, our long-term clients and competitors alike will tell you, “Robert Quinn Consulting punches far above their weight.”
FCA Compliance (UK)
Let us help you efficiently manage your FCA authorisation and ongoing obligations with experienced consultants.
NFA / CFTC Compliance (UK)
We specialise in integrating your derivatives and commodities business into your European controls and procedures.
Senior Managers & Certification Regime (SMCR)
Let us help you save time and map out your firm’s key individuals and responsibilities under SMCR.
We can host your FCA regulated business and undertake your FCA and European obligations efficiently.
With ten years’ experience we can expertly translate all aspects of your SEC registration and ongoing U.S. obligations.
What Our Clients Say About Us
European Prime Broker
“They may be smaller than their competitors but the COOs love them.”
European Asset Manager
“After 9 years as a client, RQ continue to exceed expectations and go the extra mile. Their output is excellent. ”
Hedge fund COO
“I’ve used Robert Quinn on both sides of the pond and they always add value, especially when it comes to the difficult questions.”